- Supervises theCompliance function related to the administration of thePlans
- Reviews and advises on contractdocumentation and class actions
- Assists incontract negotiations (e.g. IMA, LPA, vendor agreements,etc.)
- Ensures appropriate governance documentsare executed
- Manages Plans regulatorycompliance requirements under ERISA, DOL, FATCA, SEC, andDodd-Frank to ensure compliance
- Overseesstructure and usage of FactSet and Diligend file managementsystems, including ensuring relevant legal and compliance records(amendments, disputes, discovery), and operational due diligencereports are maintained
- Completes Know YourCustomer (KYC) documentation in relation to the Plansinvestments
- Confirms applicability andcompliance with foreign filing and tax reclaimrequirements.
- Bachelors Degree inEconomics orBusiness
- LLB/JD
- Relatedcompliance / legal experience in a defined benefit plan pensionenvironment
- The ideal candidate has 1-2 yearsrelated work experience (i.e., compliance / legal) in a DefinedBenefit (DB) pension plan environment; (DBplan experience has been the biggest obstacle -MUST)
- Excellentcommunication and interpersonal skills as they will work with allInvestments team members as well as internal and external counsel,investment managers and serviceproviders
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Document Controller
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AlUla Club Medina, المملكة العربية السعوديةAlUla Club is looking for Project Manager how Directly Manage all projects under his mandate, working closely with project owners and project teams to clearly define detailed scope and translate that into project plans and schedules, activate governance and produce regular progre ...
Document Controller - Medina, المملكة العربية السعودية - Jupiter Power
وصف
JOBSUMMARY
This position providessupport to the Compliance Manager and performs related activities.This position assists in the design, implementation, and oversightof the Compliance Program for the company's Defined Benefit PensionPlans (the Plans) and helps ensure the Plans follow industry andregulatory standards (which may include but are not limited toEmployee Retirement Income Security Act [ERISA], Generally AcceptedAccounting Principles, Sarbanes-Oxley, and Security ExchangeCommission [SEC] rules) as well as company policies and procedures.
This position interfaces with the Investmentsstaff with respect to new and existing investment activity (e.g.,performs legal and operational due diligence on new investments)and advises project managers on contract documentation needed tosupport investments. This position coordinates with internal andexternal counsel, investment managers, and service providers toimplement or modify legalagreements.
Responsibilities
Qualifications
Remote Work :
No